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Assembly of three recognized leaders will help advance InvestorCOM’s expansion into the US wealth management industry

Toronto, ON, July 16, 2020 – InvestorCOM, the provider of regulatory compliance software and communications solutions for the financial services industry, today announced the formation of its US Board of Advisors. The Board is comprised of three senior executives from the financial services industry who will provide strategic guidance, offer valuable insight to help advance InvestorCOM’s regulation compliance software platform, and assist in driving InvestorCOM’s growth within the US wealth management industry.

“Our US advisory board brings incredible breadth of experience and knowledge that will influence our product roadmap and accelerate awareness amongst wealth compliance leaders”, said David Reeve, CEO of InvestorCOM. “It’s an honor and a pleasure to work alongside these industry experts.”

The initial charter members of the US Board of Advisors include:

  • William Best, CPA, CA: Bill Best has had a successful 40-year career holding a variety of senior roles including as a CEO, COO and CFO in sectors including banking and financial services, investment and wealth management, consulting, and fintech software. Previously, he was the CEO of the Equion Group, COO of Assante Advisory Services and a member of Assante Corporation’s Board of Directors. He was also the COO of one of Canada’s largest international business law firms, Faskens. Mr. Best currently serves as COO at Regal Holdings Inc. In May of this year, Regal Holdings entered into an agreement where its two subsidiaries – Regal Investment Advisors and Regulus – will use the full suite of InvestorCOM’s Reg BI compliance platform.
  • Todd Roadman, MBA: Todd Roadman’s 20+ year career in financial services includes thirteen years at Fidelity Investments as SVP, Regional Managing Director leading a team focused on the largest and the smallest registered investment advisor relationships in the RIA segment of Fidelity Clearing & Custody Solutions. Previously, he served as CEO and Chairman of the Board of Fidelity Clearing Canada and was CFO of the National Financial Services clearing business.
  • Tom Selman, CFA: Tom Selman is founder of Scopus Financial Group, which provides regulatory guidance to the broker-dealer industry. Mr. Selman served as FINRA’s former Executive Vice President for Regulatory Policy and its Legal Compliance Officer. He is a prolific author, commentator, and expert in financial services regulation. He led many FINRA departments, including FINRA’s Department of Advertising Regulation, Department of Corporate Financing, and Office of Disciplinary Affairs. Mr. Selman holds a CFA charter and is a member of the Board of Directors of the CFA Society Washington D.C.

The formation of InvestorCOM’s US Board of Advisors comes at a pivotal period for the company. In March, InvestorCOM entered the US market with its new Reg BI compliance platform designed to help global wealth leaders meet compliance for Regulation Best Interest.

To read the full biographies for InvestorCOM’s US Board of Advisors, please visit https://investorcom.com/en/company/team/#usboard

About InvestorCOM Inc.

Since 1992, InvestorCOM has been providing regulatory compliance software and communications solutions to banks, asset managers, insurance companies and investment dealers. Our high value, intuitive solutions eliminate compliance risk for our clients.  For more information, visit www.InvestorCOM.com, email info@investorcom.com or call 1-800-361-9494.

 

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